| Enforcement Actions |
| EA Number |
Action Type |
PN Due/Proof PN Due
PN Done/Proof PN Done |
Action Name |
Status |
Date |
| 2011-138718 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
10-22-2010 |
| 2011-138716 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
10-22-2010 |
| 2011-138717 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
10-22-2010 |
| 2007-138713 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
05-04-2007 |
| 2007-138714 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
05-04-2007 |
| 2007-138712 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
05-04-2007 |
| 2007-138711 |
SIE |
05-30-2007
/
06-09-2007
05-02-2007
/
05-04-2007
|
ST PUBLIC NOTIF REQUESTED |
T |
04-30-2007 |
| 2007-138710 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
04-30-2007 |
| 2007-138715 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
03-05-2007 |
| 2007-138709 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
03-05-2007 |
| 2007-138708 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
03-05-2007 |
| 2007-138707 |
SIE |
02-23-2007
/
03-05-2007
03-05-2007
/
03-05-2007
|
ST PUBLIC NOTIF REQUESTED |
T |
01-24-2007 |
| 2007-138706 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
01-24-2007 |
| 2006-138406 |
SIE |
|
ST PUBLIC NOTIF REQUESTED |
T |
12-08-2005 |
| 2006-138306 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
12-08-2005 |
| 2006-138206 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
12-01-2005 |
| 2006-138006 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
11-23-2005 |
| 2006-138106 |
SIE |
|
ST PUBLIC NOTIF REQUESTED |
T |
11-23-2005 |
| 2005-138505 |
SFJ |
|
ST FORMAL NOV ISSUED |
T |
04-26-2005 |
| 2005-138605 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
03-18-2005 |
| 2005-138705 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
03-18-2005 |
| 2005-137805 |
SIE |
|
ST PUBLIC NOTIF REQUESTED |
T |
03-08-2005 |
| 2005-137705 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
03-08-2005 |
| 2005-137905 |
SIC |
|
ST TECH ASSISTANCE VISIT |
T |
02-22-2005 |
| 2005-137605 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
01-13-2005 |
| 2005-137505 |
SIE |
12-30-2005
/
01-29-2006
10-22-2010
/
10-22-2010
|
ST PUBLIC NOTIF REQUESTED |
T |
01-07-2005 |
| 2005-137405 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
01-07-2005 |
| 2005-137305 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
12-28-2004 |
| 2005-137105 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
12-14-2004 |
| 2005-137205 |
SIE |
01-13-2005
/
01-23-2005
10-22-2010
/
10-22-2010
|
ST PUBLIC NOTIF REQUESTED |
T |
12-14-2004 |
| 2005-137005 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
11-29-2004 |
| 2005-136805 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
11-19-2004 |
| 2005-136905 |
SIE |
12-17-2004
/
12-27-2004
10-22-2010
/
10-22-2010
|
ST PUBLIC NOTIF REQUESTED |
T |
11-19-2004 |
| 2002-136702 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
09-30-2002 |
| 2002-136602 |
SIE |
|
ST PUBLIC NOTIF REQUESTED |
T |
09-24-2002 |
| 2002-136502 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
09-24-2002 |
| 2001-26401 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
01-12-2001 |
| 2001-26301 |
SIE |
|
ST PUBLIC NOTIF REQUESTED |
T |
01-03-2001 |
| 2001-26201 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
01-03-2001 |
| 2001-4301 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
10-23-2000 |
| 2001-4001 |
SIE |
|
ST PUBLIC NOTIF REQUESTED |
T |
10-05-2000 |
| 2001-3901 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
10-05-2000 |
| 1996-59196 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
05-21-1996 |
| 1996-58996 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
05-13-1996 |
| 1996-59096 |
SIE |
|
ST PUBLIC NOTIF REQUESTED |
T |
05-13-1996 |
| 1993-57093 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
04-12-1993 |
| 1993-56993 |
SIE |
|
ST PUBLIC NOTIF REQUESTED |
T |
04-05-1993 |
| 1993-56893 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
03-18-1993 |