| Enforcement Actions |
| EA Number |
Action Type |
PN Due/Proof PN Due PN Done/Proof PN Done |
Action Name |
Status |
Date |
| 2018-63614 |
SIE |
03-16-2018
/
03-26-2018
/
|
ST PUBLIC NOTIF REQUESTED |
R |
03-19-2021 |
| 2018-63613 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
R |
03-19-2021 |
| 2018-63616 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
07-18-2018 |
| 2017-63617 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
04-26-2017 |
| 2017-63612 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
03-23-2017 |
| 2017-63611 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
03-23-2017 |
| 2017-63610 |
SIE |
03-19-2017
/
04-06-2017
04-26-2017
/
03-23-2017
|
ST PUBLIC NOTIF REQUESTED |
T |
02-17-2017 |
| 2017-63609 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
02-17-2017 |
| 2017-63607 |
SIE |
10-24-2017
/
05-06-2017
04-26-2017
/
03-23-2017
|
ST PUBLIC NOTIF REQUESTED |
T |
10-24-2016 |
| 2017-63608 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
10-24-2016 |
| 2017-63606 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
10-24-2016 |
| 2016-63615 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
12-23-2015 |
| 2012-63605 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
07-18-2012 |
| 2012-63601 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
05-09-2012 |
| 2012-63602 |
SIE |
06-08-2012
/
06-18-2012
05-03-2012
/
05-08-2012
|
ST PUBLIC NOTIF REQUESTED |
T |
05-09-2012 |
| 2012-63603 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
05-08-2012 |
| 2012-63600 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
03-09-2012 |
| 2012-63604 |
SOX |
|
ST COMPLIANCE ACHIEVED |
T |
03-07-2012 |
| 2012-63598 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
02-22-2012 |
| 2012-63599 |
SIE |
03-23-2012
/
04-02-2012
02-28-2012
/
03-09-2012
|
ST PUBLIC NOTIF REQUESTED |
T |
02-22-2012 |
| 2012-63597 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
11-03-2011 |
| 2012-63595 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
10-17-2011 |
| 2012-63596 |
SIE |
11-16-2011
/
11-26-2011
11-02-2011
/
11-03-2011
|
ST PUBLIC NOTIF REQUESTED |
T |
10-17-2011 |
| 1994-63594 |
SIF |
|
ST PUBLIC NOTIF RECEIVED |
T |
05-20-1994 |
| 1994-63494 |
SIE |
|
ST PUBLIC NOTIF REQUESTED |
T |
05-06-1994 |
| 1994-63394 |
SIA |
|
ST VIOLATION/REMINDER NOTICE |
T |
05-06-1994 |